GDPR Data processing modelProcessing of personal information relating to financial instruments
By: Ludwig KarnethPurposes (6)
A purpose is the objective pursued by the setting up of your file. It indicates what the processing of personal data will be used for, its purpose. This purpose must be clear and understandable
Data categories (1)
Personal data is any information relating to an identified or identifiable natural person. A natural person can be identified either directly (eg surname and first name) or indirectly (eg phone number, social security number, email or postal address, but also voice or image)
Account and financial instrument data
Data details
Definition
- nature of the account ;- collateral ;- account usage limits and financial conditions ;- nominal values ;- issue price ;- date of entitlement ;- availability deadlines ;- form of securities ;- tax status ;- trading date ;- designation of security traded ;- quantity of securities, on deposit ;- tax transfers ; income from financial instruments;gains and losses;amounts subject to double taxation;quantity of securities traded;securities portfolio;investment capacity;stock market price;specific information on the management of various forms of employee savings, including employee share ownership: salaries, amount of rights;
Definition
Single, married, cohabiting etc.
Definition
Number of children, marital status
Definition
Name of the person
Data conservation rules
Active base:
Nominative information required for automated processing as defined in articles 1, 2 and 3 must not be kept beyond the period stipulated by the regulations in force and in particular by article 16 of the French Commercial Code relating to the retention period for books and documents created in the course of commercial activities, subject to the provisions relating to the thirty-year statute of limitations.
Data subject (1)
A data subject is any person whose data is collected, retained or processed by the data processing. e.g. In a recruitement process, any candidate for a position proposed in recruitement management process
- Customers
Attribution / Pas d'utilisation commerciale
CC-BY-NC
