Audit modelCompliance audit NIST cybersecurity framework

Cybersecurity
A cybersecurity maturity assessment adapted from NIST and CMMI.

1. IDENTIFY (ID)

1.1. Asset Management (ID.AM)

1.1.1. ID.AM-1: Physical devices and systems within the organization are inventoried

References: CIS CSC 1 | COBIT 5 BAI09.01, BAI09.02 | ISA 62443-2-1:2009 4.2.3.4 | ISA 62443-3-3:2013 SR 7.8 | ISO/IEC 27001:2013 A.8.1.1, A.8.1.2 | NIST SP 800-53 Rev. 4 CM-8, PM-5

1.1.2. ID.AM-2: Software platforms and applications within the organization are inventoried

References: CIS CSC 2 | COBIT 5 BAI09.01, BAI09.02, BAI09.05 | ISA 62443-2-1:2009 4.2.3.4 | ISA 62443-3-3:2013 SR 7.8 | ISO/IEC 27001:2013 A.8.1.1, A.8.1.2, A.12.5.1 | NIST SP 800-53 Rev. 4 CM-8, PM-5

1.1.3. ID.AM-3: Organizational communication and data flows are mapped

References: CIS CSC 12 | COBIT 5 DSS05.02 | ISA 62443-2-1:2009 4.2.3.4 | ISO/IEC 27001:2013 A.13.2.1, A.13.2.2 | NIST SP 800-53 Rev. 4 AC-4, CA-3, CA-9, PL-8

1.1.4. ID.AM-4: External information systems are catalogued

References: CIS CSC 12 | COBIT 5 APO02.02, APO10.04, DSS01.02 | ISO/IEC 27001:2013 A.11.2.6 | NIST SP 800-53 Rev. 4 AC-20, SA-9

1.1.5. ID.AM-5: Resources (e.g., hardware, devices, data, time, personnel, and software) are prioritized based on their classification, criticality, and business value

References: CIS CSC 13, 14 | COBIT 5 APO03.03, APO03.04, APO12.01, BAI04.02, BAI09.02 | ISA 62443-2-1:2009 4.2.3.6 | ISO/IEC 27001:2013 A.8.2.1 | NIST SP 800-53 Rev. 4 CP-2, RA-2, SA-14, SC-6

1.1.6. ID.AM-6: Cybersecurity roles and responsibilities for the entire workforce and third-party stakeholders (e.g., suppliers, customers, partners) are established

References: CIS CSC 17, 19 | COBIT 5 APO01.02, APO07.06, APO13.01, DSS06.03 | ISA 62443-2-1:2009 4.3.2.3.3  | ISO/IEC 27001:2013 A.6.1.1 | NIST SP 800-53 Rev. 4 CP-2, PS-7, PM-11

1.2. Business Environment (ID.BE)

1.2.1. ID.BE-1: The organization’s role in the supply chain is identified and communicated

References: COBIT 5 APO08.01, APO08.04, APO08.05, APO10.03, APO10.04, APO10.05 | ISO/IEC 27001:2013 A.15.1.1, A.15.1.2, A.15.1.3, A.15.2.1, A.15.2.2 | NIST SP 800-53 Rev. 4 CP-2, SA-12

1.2.2. ID.BE-2: The organization’s place in critical infrastructure and its industry sector is identified and communicated

References: COBIT 5 APO02.06, APO03.01 | ISO/IEC 27001:2013 Clause 4.1 | NIST SP 800-53 Rev. 4 PM-8

1.2.3. ID.BE-3: Priorities for organizational mission, objectives, and activities are established and communicated

References: COBIT 5 APO02.01, APO02.06, APO03.01 | ISA 62443-2-1:2009 4.2.2.1, 4.2.3.6 | NIST SP 800-53 Rev. 4 PM-11, SA-14

1.2.4. ID.BE-4: Dependencies and critical functions for delivery of critical services are established

References: COBIT 5 APO10.01, BAI04.02, BAI09.02 | ISO/IEC 27001:2013 A.11.2.2, A.11.2.3, A.12.1.3 | NIST SP 800-53 Rev. 4 CP-8, PE-9, PE-11, PM-8, SA-14

1.2.5. ID.BE-5: Resilience requirements to support delivery of critical services are established for all operating states (e.g. under duress/attack, during recovery, normal operations)

References: COBIT 5 BAI03.02, DSS04.02 | ISO/IEC 27001:2013 A.11.1.4, A.17.1.1, A.17.1.2, A.17.2.1 | NIST SP 800-53 Rev. 4 CP-2, CP-11, SA-13, SA-14

1.3. Governance (ID.GV)

1.3.1. ID.GV-1: Organizational cybersecurity policy is established and communicated

References: CIS CSC 19 | COBIT 5 APO01.03, APO13.01, EDM01.01, EDM01.02 | ISA 62443-2-1:2009 4.3.2.6 | ISO/IEC 27001:2013 A.5.1.1 | NIST SP 800-53 Rev. 4 -1 controls from all security control families

1.3.2. ID.GV-2: Cybersecurity roles and responsibilities are coordinated and aligned with internal roles and external partners

References: CIS CSC 19 | COBIT 5 APO01.02, APO10.03, APO13.02, DSS05.04 | ISA 62443-2-1:2009 4.3.2.3.3 | ISO/IEC 27001:2013 A.6.1.1, A.7.2.1, A.15.1.1 | NIST SP 800-53 Rev. 4 PS-7, PM-1, PM-2

1.3.3. ID.GV-3: Legal and regulatory requirements regarding cybersecurity, including privacy and civil liberties obligations, are understood and managed

References: CIS CSC 19 | COBIT 5 BAI02.01, MEA03.01, MEA03.04 | ISA 62443-2-1:2009 4.4.3.7 | ISO/IEC 27001:2013 A.18.1.1, A.18.1.2, A.18.1.3, A.18.1.4, A.18.1.5 | NIST SP 800-53 Rev. 4 -1 controls from all security control families

1.3.4. ID.GV-4: Governance and risk management processes address cybersecurity risks

References: COBIT 5 EDM03.02, APO12.02, APO12.05, DSS04.02 ; ISA 62443-2-1:2009 4.2.3.1, 4.2.3.3, 4.2.3.8, 4.2.3.9, 4.2.3.11, 4.3.2.4.3, 4.3.2.6.3 ; ISO/IEC 27001:2013 Clause 6 ; NIST SP 800-53 Rev. 4 SA-2, PM-3, PM-7, PM-9, PM-10, PM-11

1.4. Risk Assessment (ID.RA)

1.4.1. ID.RA-1: Asset vulnerabilities are identified and documented

References: CIS CSC 4 ; COBIT 5 APO12.01, APO12.02, APO12.03, APO12.04, DSS05.01, DSS05.02 ; ISA 62443-2-1:2009 4.2.3, 4.2.3.7, 4.2.3.9, 4.2.3.12 ; ISO/IEC 27001:2013 A.12.6.1, A.18.2.3 ; NIST SP 800-53 Rev. 4 CA-2, CA-7, CA-8, RA-3, RA-5, SA-5, SA-11, SI-2, SI-4, SI-5

1.4.2. ID.RA-2: Cyber threat intelligence is received from information sharing forums and sources

References: CIS CSC 4 ; COBIT 5 BAI08.01 ; ISA 62443-2-1:2009 4.2.3, 4.2.3.9, 4.2.3.12 ; ISO/IEC 27001:2013 A.6.1.4 ; NIST SP 800-53 Rev. 4 SI-5, PM-15, PM-16

1.4.3. ID.RA-3: Threats, both internal and external, are identified and documented

References: CIS CSC 4 ; COBIT 5 APO12.01, APO12.02, APO12.03, APO12.04 ; ISA 62443-2-1:2009 4.2.3, 4.2.3.9, 4.2.3.12 ; ISO/IEC 27001:2013 Clause 6.1.2 ; NIST SP 800-53 Rev. 4 RA-3, SI-5, PM-12, PM-16

1.4.4. ID.RA-4: Potential business impacts and likelihoods are identified

References: CIS CSC 4 ; COBIT 5 DSS04.02 ; ISA 62443-2-1:2009 4.2.3, 4.2.3.9, 4.2.3.12 ; ISO/IEC 27001:2013 A.16.1.6, Clause 6.1.2 ; NIST SP 800-53 Rev. 4 RA-2, RA-3, SA-14, PM-9, PM-11

1.4.5. ID.RA-5: Threats, vulnerabilities, likelihoods, and impacts are used to determine risk

References: CIS CSC 4 ; COBIT 5 APO12.02 ; ISO/IEC 27001:2013 A.12.6.1 ; NIST SP 800-53 Rev. 4 RA-2, RA-3, PM-16

1.4.6. ID.RA-6: Risk responses are identified and prioritized

References: CIS CSC 4 ; COBIT 5 APO12.05, APO13.02 ; ISO/IEC 27001:2013 Clause 6.1.3 ; NIST SP 800-53 Rev. 4 PM-4, PM-9

1.5. Risk Management Strategy (ID.RM)

1.5.1. ID.RM-1: Risk management processes are established, managed, and agreed to by organizational stakeholders

References: CIS CSC 4 ; COBIT 5 APO12.04, APO12.05, APO13.02, BAI02.03, BAI04.02 ; ISA 62443-2-1:2009 4.3.4.2 ; ISO/IEC 27001:2013 Clause 6.1.3, Clause 8.3, Clause 9.3 ; NIST SP 800-53 Rev. 4 PM-9

1.5.2. ID.RM-2: Organizational risk tolerance is determined and clearly expressed

References: COBIT 5 APO12.06 ; ISA 62443-2-1:2009 4.3.2.6.5 ; ISO/IEC 27001:2013 Clause 6.1.3, Clause 8.3 ; NIST SP 800-53 Rev. 4 PM-9

1.5.3. ID.RM-3: The organization’s determination of risk tolerance is informed by its role in critical infrastructure and sector specific risk analysis

References: COBIT 5 APO12.02 ; ISO/IEC 27001:2013 Clause 6.1.3, Clause 8.3 ; NIST SP 800-53 Rev. 4 SA-14, PM-8, PM-9, PM-11

1.6. Supply Chain Risk Management (ID.SC)

1.6.1. ID.SC-1: Cyber supply chain risk management processes are identified, established, assessed, managed, and agreed to by organizational stakeholders

References: CIS CSC 4 ; COBIT 5 APO10.01, APO10.04, APO12.04, APO12.05, APO13.02, BAI01.03, BAI02.03, BAI04.02 ; ISA 62443-2-1:2009 4.3.4.2 ; ISO/IEC 27001:2013 A.15.1.1, A.15.1.2, A.15.1.3, A.15.2.1, A.15.2.2 ; NIST SP 800-53 Rev. 4 SA-9, SA-12, PM-9

1.6.2. ID.SC-2: Suppliers and third party partners of information systems, components, and services are identified, prioritized, and assessed using a cyber supply chain risk assessment process

References: COBIT 5 APO10.01, APO10.02, APO10.04, APO10.05, APO12.01, APO12.02, APO12.03, APO12.04, APO12.05, APO12.06, APO13.02, BAI02.03 ; ISA 62443-2-1:2009 4.2.3.1, 4.2.3.2, 4.2.3.3, 4.2.3.4, 4.2.3.6, 4.2.3.8, 4.2.3.9, 4.2.3.10, 4.2.3.12, 4.2.3.13, 4.2.3.14 ; ISO/IEC 27001:2013 A.15.2.1, A.15.2.2 ; NIST SP 800-53 Rev. 4 RA-2, RA-3, SA-12, SA-14, SA-15, PM-9

1.6.3. ID.SC-3: Contracts with suppliers and third-party partners are used to implement appropriate measures designed to meet the objectives of an organization’s cybersecurity program and Cyber Supply Chain Risk Management Plan.

References: COBIT 5 APO10.01, APO10.02, APO10.03, APO10.04, APO10.05 ; ISA 62443-2-1:2009 4.3.2.6.4, 4.3.2.6.7 ; ISO/IEC 27001:2013 A.15.1.1, A.15.1.2, A.15.1.3 ; NIST SP 800-53 Rev. 4 SA-9, SA-11, SA-12, PM-9

1.6.4. ID.SC-4: Suppliers and third-party partners are routinely assessed using audits, test results, or other forms of evaluations to confirm they are meeting their contractual obligations.

References: COBIT 5 APO10.01, APO10.03, APO10.04, APO10.05, MEA01.01, MEA01.02, MEA01.03, MEA01.04, MEA01.05 ; ISA 62443-2-1:2009 4.3.2.6.7 ; ISA 62443-3-3:2013 SR 6.1 ; ISO/IEC 27001:2013 A.15.2.1, A.15.2.2 ; NIST SP 800-53 Rev. 4 AU-2, AU-6, AU-12, AU-16, PS-7, SA-9, SA-12

1.6.5. ID.SC-5: Response and recovery planning and testing are conducted with suppliers and third-party providers

References: CIS CSC 19, 20 ; COBIT 5 DSS04.04 ; ISA 62443-2-1:2009 4.3.2.5.7, 4.3.4.5.11 ; ISA 62443-3-3:2013 SR 2.8, SR 3.3, SR.6.1, SR 7.3, SR 7.4 ; ISO/IEC 27001:2013 A.17.1.3 ; NIST SP 800-53 Rev. 4 CP-2, CP-4, IR-3, IR-4, IR-6, IR-8, IR-9

2. PROTECT (PR)

2.1. Identity Management, Authentication and Access Control (PR.AC)

2.1.1. PR.AC-1: Identities and credentials are issued, managed, verified, revoked, and audited for authorized devices, users and processes

References: CIS CSC 1, 5, 15, 16 ; COBIT 5 DSS05.04, DSS06.03 ; ISA 62443-2-1:2009 4.3.3.5.1 ; ISA 62443-3-3:2013 SR 1.1, SR 1.2, SR 1.3, SR 1.4, SR 1.5, SR 1.7, SR 1.8, SR 1.9 ; ISO/IEC 27001:2013 A.9.2.1, A.9.2.2, A.9.2.3, A.9.2.4, A.9.2.6, A.9.3.1, A.9.4.2, A.9.4.3 ; NIST SP 800-53 Rev. 4 AC-1, AC-2, IA-1, IA-2, IA-3, IA-4, IA-5, IA-6, IA-7, IA-8, IA-9, IA-10, IA-11

2.1.2. PR.AC-2: Physical access to assets is managed and protected

References: COBIT 5 DSS01.04, DSS05.05 ; ISA 62443-2-1:2009 4.3.3.3.2, 4.3.3.3.8 ; ISO/IEC 27001:2013 A.11.1.1, A.11.1.2, A.11.1.3, A.11.1.4, A.11.1.5, A.11.1.6, A.11.2.1, A.11.2.3, A.11.2.5, A.11.2.6, A.11.2.7, A.11.2.8 ; NIST SP 800-53 Rev. 4 PE-2, PE-3, PE-4, PE-5, PE-6, PE-8

2.1.3. PR.AC-3: Remote access is managed

References: CIS CSC 12 ; COBIT 5 APO13.01, DSS01.04, DSS05.03 ; ISA 62443-2-1:2009 4.3.3.6.6 ; ISA 62443-3-3:2013 SR 1.13, SR 2.6 ; ISO/IEC 27001:2013 A.6.2.1, A.6.2.2, A.11.2.6, A.13.1.1, A.13.2.1 ; NIST SP 800-53 Rev. 4 AC-1, AC-17, AC-19, AC-20, SC-15

2.1.4. PR.AC-4: Access permissions and authorizations are managed, incorporating the principles of least privilege and separation of duties

References: CIS CSC 3, 5, 12, 14, 15, 16, 18 ; COBIT 5 DSS05.04 ; ISA 62443-2-1:2009 4.3.3.7.3 ; ISA 62443-3-3:2013 SR 2.1 ; ISO/IEC 27001:2013 A.6.1.2, A.9.1.2, A.9.2.3, A.9.4.1, A.9.4.4, A.9.4.5 ; NIST SP 800-53 Rev. 4 AC-1, AC-2, AC-3, AC-5, AC-6, AC-14, AC-16, AC-24

2.1.5. PR.AC-5: Network integrity is protected (e.g., network segregation, network segmentation)

References: CIS CSC 9, 14, 15, 18 ; COBIT 5 DSS01.05, DSS05.02 ; ISA 62443-2-1:2009 4.3.3.4 ; ISA 62443-3-3:2013 SR 3.1, SR 3.8 ; ISO/IEC 27001:2013 A.13.1.1, A.13.1.3, A.13.2.1, A.14.1.2, A.14.1.3 ; NIST SP 800-53 Rev. 4 AC-4, AC-10, SC-7

2.1.6. PR.AC-6: Identities are proofed and bound to credentials and asserted in interactions

References: CIS CSC, 16 ; COBIT 5 DSS05.04, DSS05.05, DSS05.07, DSS06.03 ; ISA 62443-2-1:2009 4.3.3.2.2, 4.3.3.5.2, 4.3.3.7.2, 4.3.3.7.4 ; ISA 62443-3-3:2013 SR 1.1, SR 1.2, SR 1.4, SR 1.5, SR 1.9, SR 2.1 ; ISO/IEC 27001:2013, A.7.1.1, A.9.2.1 ; NIST SP 800-53 Rev. 4 AC-1, AC-2, AC-3, AC-16, AC-19, AC-24, IA-1, IA-2, IA-4, IA-5, IA-8, PE-2, PS-3

2.1.7. PR.AC-7: Users, devices, and other assets are authenticated (e.g., single-factor, multi-factor) commensurate with the risk of the transaction (e.g., individuals’ security and privacy risks and other organizational risks)

References: CIS CSC 1, 12, 15, 16 ; COBIT 5 DSS05.04, DSS05.10, DSS06.10 ; ISA 62443-2-1:2009 4.3.3.6.1, 4.3.3.6.2, 4.3.3.6.3, 4.3.3.6.4, 4.3.3.6.5, 4.3.3.6.6, 4.3.3.6.7, 4.3.3.6.8, 4.3.3.6.9 ; ISA 62443-3-3:2013 SR 1.1, SR 1.2, SR 1.5, SR 1.7, SR 1.8, SR 1.9, SR 1.10 ; ISO/IEC 27001:2013 A.9.2.1, A.9.2.4, A.9.3.1, A.9.4.2, A.9.4.3, A.18.1.4 ; NIST SP 800-53 Rev. 4 AC-7, AC-8, AC-9, AC-11, AC-12, AC-14, IA-1, IA-2, IA-3, IA-4, IA-5, IA-8, IA-9, IA-10, IA-11

2.2. Awareness and Training (PR.AT)

2.2.1. PR.AT-1: All users are informed and trained

References: CIS CSC 17, 18 ; COBIT 5 APO07.03, BAI05.07 ; ISA 62443-2-1:2009 4.3.2.4.2 ; ISO/IEC 27001:2013 A.7.2.2, A.12.2.1 ; NIST SP 800-53 Rev. 4 AT-2, PM-13

2.2.2. PR.AT-2: Privileged users understand their roles and responsibilities

References: CIS CSC 5, 17, 18 ; COBIT 5 APO07.02, DSS05.04, DSS06.03 ; ISA 62443-2-1:2009 4.3.2.4.2, 4.3.2.4.3 ; ISO/IEC 27001:2013 A.6.1.1, A.7.2.2 ; NIST SP 800-53 Rev. 4 AT-3, PM-13

2.2.3. PR.AT-3: Third-party stakeholders (e.g., suppliers, customers, partners) understand their roles and responsibilities

References: CIS CSC 17 ; COBIT 5 APO07.03, APO07.06, APO10.04, APO10.05 ; ISA 62443-2-1:2009 4.3.2.4.2 ; ISO/IEC 27001:2013 A.6.1.1, A.7.2.1, A.7.2.2 ; NIST SP 800-53 Rev. 4 PS-7, SA-9, SA-16

2.2.4. PR.AT-4: Senior executives understand their roles and responsibilities

References: CIS CSC 17, 19 ; COBIT 5 EDM01.01, APO01.02, APO07.03 ; ISA 62443-2-1:2009 4.3.2.4.2 ; ISO/IEC 27001:2013 A.6.1.1, A.7.2.2 ; NIST SP 800-53 Rev. 4 AT-3, PM-13

2.2.5. PR.AT-5: Physical and cybersecurity personnel understand their roles and responsibilities

References: CIS CSC 17 ; COBIT 5 APO07.03 ; ISA 62443-2-1:2009 4.3.2.4.2 ; ISO/IEC 27001:2013 A.6.1.1, A.7.2.2 ; NIST SP 800-53 Rev. 4 AT-3, IR-2, PM-13

2.3. Data Security (PR.DS)

2.3.1. PR.DS-1: Data-at-rest is protected

References: CIS CSC 13, 14 ; COBIT 5 APO01.06, BAI02.01, BAI06.01, DSS04.07, DSS05.03, DSS06.06 ; ISA 62443-3-3:2013 SR 3.4, SR 4.1 ; ISO/IEC 27001:2013 A.8.2.3 ; NIST SP 800-53 Rev. 4 MP-8, SC-12, SC-28

2.3.2. PR.DS-2: Data-in-transit is protected

References: CIS CSC 13, 14 ; COBIT 5 APO01.06, DSS05.02, DSS06.06 ; ISA 62443-3-3:2013 SR 3.1, SR 3.8, SR 4.1, SR 4.2 ; ISO/IEC 27001:2013 A.8.2.3, A.13.1.1, A.13.2.1, A.13.2.3, A.14.1.2, A.14.1.3 ; NIST SP 800-53 Rev. 4 SC-8, SC-11, SC-12

2.3.3. PR.DS-3: Assets are formally managed throughout removal, transfers, and disposition

References: CIS CSC 1 ; COBIT 5 BAI09.03 ; ISA 62443-2-1:2009 4.3.3.3.9, 4.3.4.4.1 ; ISA 62443-3-3:2013 SR 4.2 ; ISO/IEC 27001:2013 A.8.2.3, A.8.3.1, A.8.3.2, A.8.3.3, A.11.2.5, A.11.2.7 ; NIST SP 800-53 Rev. 4 CM-8, MP-6, PE-16

2.3.4. PR.DS-4: Adequate capacity to ensure availability is maintained

References: CIS CSC 1, 2, 13 ; COBIT 5 APO13.01, BAI04.04 ; ISA 62443-3-3:2013 SR 7.1, SR 7.2 ; ISO/IEC 27001:2013 A.12.1.3, A.17.2.1 ; NIST SP 800-53 Rev. 4 AU-4, CP-2, SC-5

2.3.5. PR.DS-5: Protections against data leaks are implemented

References: CIS CSC 13 ; COBIT 5 APO01.06, DSS05.04, DSS05.07, DSS06.02 ; ISA 62443-3-3:2013 SR 5.2 ; ISO/IEC 27001:2013 A.6.1.2, A.7.1.1, A.7.1.2, A.7.3.1, A.8.2.2, A.8.2.3, A.9.1.1, A.9.1.2, A.9.2.3, A.9.4.1, A.9.4.4, A.9.4.5, A.10.1.1, A.11.1.4, A.11.1.5, A.11.2.1, A.13.1.1, A.13.1.3, A.13.2.1, A.13.2.3, A.13.2.4, A.14.1.2, A.14.1.3 ; NIST SP 800-53 Rev. 4 AC-4, AC-5, AC-6, PE-19, PS-3, PS-6, SC-7, SC-8, SC-13, SC-31, SI-4

2.3.6. PR.DS-6: Integrity checking mechanisms are used to verify software, firmware, and information integrity

References: CIS CSC 2, 3 ; COBIT 5 APO01.06, BAI06.01, DSS06.02 ; ISA 62443-3-3:2013 SR 3.1, SR 3.3, SR 3.4, SR 3.8 ; ISO/IEC 27001:2013 A.12.2.1, A.12.5.1, A.14.1.2, A.14.1.3, A.14.2.4 ; NIST SP 800-53 Rev. 4 SC-16, SI-7

2.3.7. PR.DS-7: The development and testing environment(s) are separate from the production environment

References: CIS CSC 18, 20 ; COBIT 5 BAI03.08, BAI07.04 ; ISO/IEC 27001:2013 A.12.1.4 ; NIST SP 800-53 Rev. 4 CM-2

2.3.8. PR.DS-8: Integrity checking mechanisms are used to verify hardware integrity

References: COBIT 5 BAI03.05 ; ISA 62443-2-1:2009 4.3.4.4.4 ; ISO/IEC 27001:2013 A.11.2.4 ; NIST SP 800-53 Rev. 4 SA-10, SI-7

2.4. Information Protection Processes and Procedures (PR.IP)

2.4.1. PR.IP-1: A baseline configuration of information technology/industrial control systems is created and maintained incorporating security principles (e.g. concept of least functionality)

References: CIS CSC 3, 9, 11 ; COBIT 5 BAI10.01, BAI10.02, BAI10.03, BAI10.05 ; ISA 62443-2-1:2009 4.3.4.3.2, 4.3.4.3.3 ; ISA 62443-3-3:2013 SR 7.6 ; ISO/IEC 27001:2013 A.12.1.2, A.12.5.1, A.12.6.2, A.14.2.2, A.14.2.3, A.14.2.4 ; NIST SP 800-53 Rev. 4 CM-2, CM-3, CM-4, CM-5, CM-6, CM-7, CM-9, SA-10

2.4.2. PR.IP-2: A System Development Life Cycle to manage systems is implemented

References: CIS CSC 18 ; COBIT 5 APO13.01, BAI03.01, BAI03.02, BAI03.03 ; ISA 62443-2-1:2009 4.3.4.3.3 ; ISO/IEC 27001:2013 A.6.1.5, A.14.1.1, A.14.2.1, A.14.2.5 ; NIST SP 800-53 Rev. 4 PL-8, SA-3, SA-4, SA-8, SA-10, SA-11, SA-12, SA-15, SA-17, SI-12, SI-13, SI-14, SI-16, SI-17

2.4.3. PR.IP-3: Configuration change control processes are in place

References: CIS CSC 3, 11 ; COBIT 5 BAI01.06, BAI06.01 ; ISA 62443-2-1:2009 4.3.4.3.2, 4.3.4.3.3 ; ISA 62443-3-3:2013 SR 7.6 ; ISO/IEC 27001:2013 A.12.1.2, A.12.5.1, A.12.6.2, A.14.2.2, A.14.2.3, A.14.2.4 ; NIST SP 800-53 Rev. 4 CM-3, CM-4, SA-10

2.4.4. PR.IP-4: Backups of information are conducted, maintained, and tested

References: CIS CSC 10 ; COBIT 5 APO13.01, DSS01.01, DSS04.07 ; ISA 62443-2-1:2009 4.3.4.3.9 ; ISA 62443-3-3:2013 SR 7.3, SR 7.4 ; ISO/IEC 27001:2013 A.12.3.1, A.17.1.2, A.17.1.3, A.18.1.3 ; NIST SP 800-53 Rev. 4 CP-4, CP-6, CP-9

2.4.5. PR.IP-5: Policy and regulations regarding the physical operating environment for organizational assets are met

References: COBIT 5 DSS01.04, DSS05.05 ; ISA 62443-2-1:2009 4.3.3.3.1 4.3.3.3.2, 4.3.3.3.3, 4.3.3.3.5, 4.3.3.3.6 ; ISO/IEC 27001:2013 A.11.1.4, A.11.2.1, A.11.2.2, A.11.2.3 ; NIST SP 800-53 Rev. 4 PE-10, PE-12, PE-13, PE-14, PE-15, PE-18

2.4.6. PR.IP-6: Data is destroyed according to policy

References: COBIT 5 BAI09.03, DSS05.06 ; ISA 62443-2-1:2009 4.3.4.4.4 ; ISA 62443-3-3:2013 SR 4.2 ; ISO/IEC 27001:2013 A.8.2.3, A.8.3.1, A.8.3.2, A.11.2.7 ; NIST SP 800-53 Rev. 4 MP-6

2.4.7. PR.IP-7: Protection processes are improved

References: COBIT 5 APO11.06, APO12.06, DSS04.05 ; ISA 62443-2-1:2009 4.4.3.1, 4.4.3.2, 4.4.3.3, 4.4.3.4, 4.4.3.5, 4.4.3.6, 4.4.3.7, 4.4.3.8 ; ISO/IEC 27001:2013 A.16.1.6, Clause 9, Clause 10 ; NIST SP 800-53 Rev. 4 CA-2, CA-7, CP-2, IR-8, PL-2, PM-6

2.4.8. PR.IP-8: Effectiveness of protection technologies is shared

References: COBIT 5 BAI08.04, DSS03.04 ; ISO/IEC 27001:2013 A.16.1.6 ; NIST SP 800-53 Rev. 4 AC-21, CA-7, SI-4

2.4.9. PR.IP-9: Response plans (Incident Response and Business Continuity) and recovery plans (Incident Recovery and Disaster Recovery) are in place and managed

References: CIS CSC 19 ; COBIT 5 APO12.06, DSS04.03 ; ISA 62443-2-1:2009 4.3.2.5.3, 4.3.4.5.1 ; ISO/IEC 27001:2013 A.16.1.1, A.17.1.1, A.17.1.2, A.17.1.3 ; NIST SP 800-53 Rev. 4 CP-2, CP-7, CP-12, CP-13, IR-7, IR-8, IR-9, PE-17

2.4.10. PR.IP-10: Response and recovery plans are tested

References: CIS CSC 19, 20 ; COBIT 5 DSS04.04 ; ISA 62443-2-1:2009 4.3.2.5.7, 4.3.4.5.11 ; ISA 62443-3-3:2013 SR 3.3 ; ISO/IEC 27001:2013 A.17.1.3 ; NIST SP 800-53 Rev. 4 CP-4, IR-3, PM-14

2.4.11. PR.IP-11: Cybersecurity is included in human resources practices (e.g., deprovisioning, personnel screening)

References: CIS CSC 5, 16 ; COBIT 5 APO07.01, APO07.02, APO07.03, APO07.04, APO07.05 ; ISA 62443-2-1:2009 4.3.3.2.1, 4.3.3.2.2, 4.3.3.2.3 ; ISO/IEC 27001:2013 A.7.1.1, A.7.1.2, A.7.2.1, A.7.2.2, A.7.2.3, A.7.3.1, A.8.1.4 ; NIST SP 800-53 Rev. 4 PS-1, PS-2, PS-3, PS-4, PS-5, PS-6, PS-7, PS-8, SA-21

2.4.12. PR.IP-12: A vulnerability management plan is developed and implemented

References: CIS CSC 4, 18, 20 ; COBIT 5 BAI03.10, DSS05.01, DSS05.02 ; ISO/IEC 27001:2013 A.12.6.1, A.14.2.3, A.16.1.3, A.18.2.2, A.18.2.3 ; NIST SP 800-53 Rev. 4 RA-3, RA-5, SI-2

2.5. Maintenance (PR.MA)

2.5.1. PR.MA-1: Maintenance and repair of organizational assets are performed and logged, with approved and controlled tools

References: COBIT 5 BAI03.10, BAI09.02, BAI09.03, DSS01.05 ; ISA 62443-2-1:2009 4.3.3.3.7 ; ISO/IEC 27001:2013 A.11.1.2, A.11.2.4, A.11.2.5, A.11.2.6 ; NIST SP 800-53 Rev. 4 MA-2, MA-3, MA-5, MA-6

2.5.2. PR.MA-2: Remote maintenance of organizational assets is approved, logged, and performed in a manner that prevents unauthorized access

References: CIS CSC 3, 5 ; COBIT 5 DSS05.04 ; ISA 62443-2-1:2009 4.3.3.6.5, 4.3.3.6.6, 4.3.3.6.7, 4.3.3.6.8 ; ISO/IEC 27001:2013 A.11.2.4, A.15.1.1, A.15.2.1 ; NIST SP 800-53 Rev. 4 MA-4

2.6. Protective Technology (PR.PT)

2.6.1. PR.PT-1: Audit/log records are determined, documented, implemented, and reviewed in accordance with policy

References: CIS CSC 1, 3, 5, 6, 14, 15, 16 ; COBIT 5 APO11.04, BAI03.05, DSS05.04, DSS05.07, MEA02.01 ; ISA 62443-2-1:2009 4.3.3.3.9, 4.3.3.5.8, 4.3.4.4.7, 4.4.2.1, 4.4.2.2, 4.4.2.4 ; ISA 62443-3-3:2013 SR 2.8, SR 2.9, SR 2.10, SR 2.11, SR 2.12 ; ISO/IEC 27001:2013 A.12.4.1, A.12.4.2, A.12.4.3, A.12.4.4, A.12.7.1 ; NIST SP 800-53 Rev. 4 AU Family

2.6.2. PR.PT-2: Removable media is protected and its use restricted according to policy

References: CIS CSC 8, 13 ; COBIT 5 APO13.01, DSS05.02, DSS05.06 ; ISA 62443-3-3:2013 SR 2.3 ; ISO/IEC 27001:2013 A.8.2.1, A.8.2.2, A.8.2.3, A.8.3.1, A.8.3.3, A.11.2.9 ; NIST SP 800-53 Rev. 4 MP-2, MP-3, MP-4, MP-5, MP-7, MP-8

2.6.3. PR.PT-3: The principle of least functionality is incorporated by configuring systems to provide only essential capabilities

References: CIS CSC 3, 11, 14 ; COBIT 5 DSS05.02, DSS05.05, DSS06.06 ; ISA 62443-2-1:2009 4.3.3.5.1, 4.3.3.5.2, 4.3.3.5.3, 4.3.3.5.4, 4.3.3.5.5, 4.3.3.5.6, 4.3.3.5.7, 4.3.3.5.8, 4.3.3.6.1, 4.3.3.6.2, 4.3.3.6.3, 4.3.3.6.4, 4.3.3.6.5, 4.3.3.6.6, 4.3.3.6.7, 4.3.3.6.8, 4.3.3.6.9, 4.3.3.7.1, 4.3.3.7.2, 4.3.3.7.3, 4.3.3.7.4 ; ISA 62443-3-3:2013 SR 1.1, SR 1.2, SR 1.3, SR 1.4, SR 1.5, SR 1.6, SR 1.7, SR 1.8, SR 1.9, SR 1.10, SR 1.11, SR 1.12, SR 1.13, SR 2.1, SR 2.2, SR 2.3, SR 2.4, SR 2.5, SR 2.6, SR 2.7 ; ISO/IEC 27001:2013 A.9.1.2 ; NIST SP 800-53 Rev. 4 AC-3, CM-7

2.6.4. PR.PT-4: Communications and control networks are protected

References: CIS CSC 8, 12, 15 ; COBIT 5 DSS05.02, APO13.01 ; ISA 62443-3-3:2013 SR 3.1, SR 3.5, SR 3.8, SR 4.1, SR 4.3, SR 5.1, SR 5.2, SR 5.3, SR 7.1, SR 7.6 ; ISO/IEC 27001:2013 A.13.1.1, A.13.2.1, A.14.1.3 ; NIST SP 800-53 Rev. 4 AC-4, AC-17, AC-18, CP-8, SC-7, SC-19, SC-20, SC-21, SC-22, SC-23, SC-24, SC-25, SC-29, SC-32, SC-36, SC-37, SC-38, SC-39, SC-40, SC-41, SC-43

2.6.5. PR.PT-5: Mechanisms (e.g., failsafe, load balancing, hot swap) are implemented to achieve resilience requirements in normal and adverse situations

References: COBIT 5 BAI04.01, BAI04.02, BAI04.03, BAI04.04, BAI04.05, DSS01.05 ; ISA 62443-2-1:2009 4.3.2.5.2 ; ISA 62443-3-3:2013 SR 7.1, SR 7.2 ; ISO/IEC 27001:2013 A.17.1.2, A.17.2.1 ; NIST SP 800-53 Rev. 4 CP-7, CP-8, CP-11, CP-13, PL-8, SA-14, SC-6

3. DETECT (DE)

3.1. Anomalies and Events (DE.AE)

3.1.1. DE.AE-1: A baseline of network operations and expected data flows for users and systems is established and managed

References: CIS CSC 1, 4, 6, 12, 13, 15, 16 ; COBIT 5 DSS03.01 ; ISA 62443-2-1:2009 4.4.3.3 ; ISO/IEC 27001:2013 A.12.1.1, A.12.1.2, A.13.1.1, A.13.1.2 ; NIST SP 800-53 Rev. 4 AC-4, CA-3, CM-2, SI-4

3.1.2. DE.AE-2: Detected events are analyzed to understand attack targets and methods

References: CIS CSC 3, 6, 13, 15 ; COBIT 5 DSS05.07 ; ISA 62443-2-1:2009 4.3.4.5.6, 4.3.4.5.7, 4.3.4.5.8 ; ISA 62443-3-3:2013 SR 2.8, SR 2.9, SR 2.10, SR 2.11, SR 2.12, SR 3.9, SR 6.1, SR 6.2 ; ISO/IEC 27001:2013 A.12.4.1, A.16.1.1, A.16.1.4 ; NIST SP 800-53 Rev. 4 AU-6, CA-7, IR-4, SI-4

3.1.3. DE.AE-3: Event data are collected and correlated from multiple sources and sensors

References: CIS CSC 1, 3, 4, 5, 6, 7, 8, 11, 12, 13, 14, 15, 16 ; COBIT 5 BAI08.02 ; ISA 62443-3-3:2013 SR 6.1 ; ISO/IEC 27001:2013 A.12.4.1, A.16.1.7 ; NIST SP 800-53 Rev. 4 AU-6, CA-7, IR-4, IR-5, IR-8, SI-4

3.1.4. DE.AE-4: Impact of events is determined

References: CIS CSC 4, 6 ; COBIT 5 APO12.06, DSS03.01 ; ISO/IEC 27001:2013 A.16.1.4 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, RA-3, SI-4

3.1.5. DE.AE-5: Incident alert thresholds are established

References: CIS CSC 6, 19 ; COBIT 5 APO12.06, DSS03.01 ; ISA 62443-2-1:2009 4.2.3.10 ; ISO/IEC 27001:2013 A.16.1.4 ; NIST SP 800-53 Rev. 4 IR-4, IR-5, IR-8

3.2. Security Continuous Monitoring (DE.CM)

3.2.1. DE.CM-1: The network is monitored to detect potential cybersecurity events

References: CIS CSC 1, 7, 8, 12, 13, 15, 16 ; COBIT 5 DSS01.03, DSS03.05, DSS05.07 ; ISA 62443-3-3:2013 SR 6.2 ; NIST SP 800-53 Rev. 4 AC-2, AU-12, CA-7, CM-3, SC-5, SC-7, SI-4

3.2.2. DE.CM-2: The physical environment is monitored to detect potential cybersecurity events

References: COBIT 5 DSS01.04, DSS01.05 ; ISA 62443-2-1:2009 4.3.3.3.8 ; ISO/IEC 27001:2013 A.11.1.1, A.11.1.2 ; NIST SP 800-53 Rev. 4 CA-7, PE-3, PE-6, PE-20

3.2.3. DE.CM-3: Personnel activity is monitored to detect potential cybersecurity events

References: CIS CSC 5, 7, 14, 16 ; COBIT 5 DSS05.07 ; ISA 62443-3-3:2013 SR 6.2 ; ISO/IEC 27001:2013 A.12.4.1, A.12.4.3 ; NIST SP 800-53 Rev. 4 AC-2, AU-12, AU-13, CA-7, CM-10, CM-11

3.2.4. DE.CM-4: Malicious code is detected

References: CIS CSC 4, 7, 8, 12 ; COBIT 5 DSS05.01 ; ISA 62443-2-1:2009 4.3.4.3.8 ; ISA 62443-3-3:2013 SR 3.2 ; ISO/IEC 27001:2013 A.12.2.1 ; NIST SP 800-53 Rev. 4 SI-3, SI-8

3.2.5. DE.CM-5: Unauthorized mobile code is detected

References: CIS CSC 7, 8 ; COBIT 5 DSS05.01 ; ISA 62443-3-3:2013 SR 2.4 ; ISO/IEC 27001:2013 A.12.5.1, A.12.6.2 ; NIST SP 800-53 Rev. 4 SC-18, SI-4, SC-44

3.2.6. DE.CM-6: External service provider activity is monitored to detect potential cybersecurity events

References: COBIT 5 APO07.06, APO10.05 ; ISO/IEC 27001:2013 A.14.2.7, A.15.2.1 ; NIST SP 800-53 Rev. 4 CA-7, PS-7, SA-4, SA-9, SI-4

3.2.7. DE.CM-7: Monitoring for unauthorized personnel, connections, devices, and software is performed

References: CIS CSC 1, 2, 3, 5, 9, 12, 13, 15, 16 ; COBIT 5 DSS05.02, DSS05.05 ; ISO/IEC 27001:2013 A.12.4.1, A.14.2.7, A.15.2.1 ; NIST SP 800-53 Rev. 4 AU-12, CA-7, CM-3, CM-8, PE-3, PE-6, PE-20, SI-4

3.2.8. DE.CM-8: Vulnerability scans are performed

References: CIS CSC 4, 20 ; COBIT 5 BAI03.10, DSS05.01 ; ISA 62443-2-1:2009 4.2.3.1, 4.2.3.7 ; ISO/IEC 27001:2013 A.12.6.1 ; NIST SP 800-53 Rev. 4 RA-5

3.3. Detection Processes (DE.DP)

3.3.1. DE.DP-1: Roles and responsibilities for detection are well defined to ensure accountability

References: CIS CSC 19 ; COBIT 5 APO01.02, DSS05.01, DSS06.03 ; ISA 62443-2-1:2009 4.4.3.1 ; ISO/IEC 27001:2013 A.6.1.1, A.7.2.2 ; NIST SP 800-53 Rev. 4 CA-2, CA-7, PM-14

3.3.2. DE.DP-2: Detection activities comply with all applicable requirements

References: COBIT 5 DSS06.01, MEA03.03, MEA03.04 ; ISA 62443-2-1:2009 4.4.3.2 ; ISO/IEC 27001:2013 A.18.1.4, A.18.2.2, A.18.2.3 ; NIST SP 800-53 Rev. 4 AC-25, CA-2, CA-7, SA-18, SI-4, PM-14

3.3.3. DE.DP-3: Detection processes are tested

References: COBIT 5 APO13.02, DSS05.02 ; ISA 62443-2-1:2009 4.4.3.2 ; ISA 62443-3-3:2013 SR 3.3 ; ISO/IEC 27001:2013 A.14.2.8 ; NIST SP 800-53 Rev. 4 CA-2, CA-7, PE-3, SI-3, SI-4, PM-14

3.3.4. DE.DP-4: Event detection information is communicated

References: CIS CSC 19 ; COBIT 5 APO08.04, APO12.06, DSS02.05 ; ISA 62443-2-1:2009 4.3.4.5.9 ; ISA 62443-3-3:2013 SR 6.1 ; ISO/IEC 27001:2013 A.16.1.2, A.16.1.3 ; NIST SP 800-53 Rev. 4 AU-6, CA-2, CA-7, RA-5, SI-4

3.3.5. DE.DP-5: Detection processes are continuously improved

References: COBIT 5 APO11.06, APO12.06, DSS04.05 ; ISA 62443-2-1:2009 4.4.3.4 ; ISO/IEC 27001:2013 A.16.1.6 ; NIST SP 800-53 Rev. 4, CA-2, CA-7, PL-2, RA-5, SI-4, PM-14

4. RESPOND (RS)

4.1. Response Planning (RS.RP)

4.1.1. RS.RP-1: Response plan is executed during or after an incident

References: CIS CSC 19 ; COBIT 5 APO12.06, BAI01.10 ; ISA 62443-2-1:2009 4.3.4.5.1 ; ISO/IEC 27001:2013 A.16.1.5 ; NIST SP 800-53 Rev. 4 CP-2, CP-10, IR-4, IR-8

4.2. Communications (RS.CO)

4.2.1. RS.CO-1: Personnel know their roles and order of operations when a response is needed

References: CIS CSC 19 ; COBIT 5 EDM03.02, APO01.02, APO12.03 ; ISA 62443-2-1:2009 4.3.4.5.2, 4.3.4.5.3, 4.3.4.5.4 ; ISO/IEC 27001:2013 A.6.1.1, A.7.2.2, A.16.1.1 ; NIST SP 800-53 Rev. 4 CP-2, CP-3, IR-3, IR-8

4.2.2. RS.CO-2: Incidents are reported consistent with established criteria

References: CIS CSC 19 ; COBIT 5 DSS01.03 ; ISA 62443-2-1:2009 4.3.4.5.5 ; ISO/IEC 27001:2013 A.6.1.3, A.16.1.2 ; NIST SP 800-53 Rev. 4 AU-6, IR-6, IR-8

4.2.3. RS.CO-3: Information is shared consistent with response plans

References: CIS CSC 19 ; COBIT 5 DSS03.04 ; ISA 62443-2-1:2009 4.3.4.5.2 ; ISO/IEC 27001:2013 A.16.1.2, Clause 7.4, Clause 16.1.2 ; NIST SP 800-53 Rev. 4 CA-2, CA-7, CP-2, IR-4, IR-8, PE-6, RA-5, SI-4

4.2.4. RS.CO-4: Coordination with stakeholders occurs consistent with response plans

References: CIS CSC 19 ; COBIT 5 DSS03.04 ; ISA 62443-2-1:2009 4.3.4.5.5 ; ISO/IEC 27001:2013 Clause 7.4 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, IR-8

4.2.5. RS.CO-5: Voluntary information sharing occurs with external stakeholders to achieve broader cybersecurity situational awareness

References: CIS CSC 19 ; COBIT 5 BAI08.04 ; ISO/IEC 27001:2013 A.6.1.4 ; NIST SP 800-53 Rev. 4 SI-5, PM-15

4.3. Analysis (RS.AN)

4.3.1. RS.AN-1: Notifications from detection systems are investigated

References: CIS CSC 4, 6, 8, 19 ; COBIT 5 DSS02.04, DSS02.07 ; ISA 62443-2-1:2009 4.3.4.5.6, 4.3.4.5.7, 4.3.4.5.8 ; ISA 62443-3-3:2013 SR 6.1 ; ISO/IEC 27001:2013 A.12.4.1, A.12.4.3, A.16.1.5 ; NIST SP 800-53 Rev. 4 AU-6, CA-7, IR-4, IR-5, PE-6, SI-4

4.3.2. RS.AN-2: The impact of the incident is understood

References: COBIT 5 DSS02.02 ; ISA 62443-2-1:2009 4.3.4.5.6, 4.3.4.5.7, 4.3.4.5.8 ; ISO/IEC 27001:2013 A.16.1.4, A.16.1.6 ; NIST SP 800-53 Rev. 4 CP-2, IR-4

4.3.3. RS.AN-3: Forensics are performed

References: COBIT 5 APO12.06, DSS03.02, DSS05.07 ; ISA 62443-3-3:2013 SR 2.8, SR 2.9, SR 2.10, SR 2.11, SR 2.12, SR 3.9, SR 6.1 ; ISO/IEC 27001:2013 A.16.1.7 ; NIST SP 800-53 Rev. 4 AU-7, IR-4

4.3.4. RS.AN-4: Incidents are categorized consistent with response plans

References: CIS CSC 19 ; COBIT 5 DSS02.02 ; ISA 62443-2-1:2009 4.3.4.5.6 ; ISO/IEC 27001:2013 A.16.1.4 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, IR-5, IR-8

4.3.5. RS.AN-5: Processes are established to receive, analyze and respond to vulnerabilities disclosed to the organization from internal and external sources (e.g. internal testing, security bulletins, or security researchers)

References: CIS CSC 4, 19 ; COBIT 5 EDM03.02, DSS05.07 ; NIST SP 800-53 Rev. 4 SI-5, PM-15

4.4. Mitigation (RS.MI)

4.4.1. RS.MI-1: Incidents are contained

References: CIS CSC 19 ; COBIT 5 APO12.06 ; ISA 62443-2-1:2009 4.3.4.5.6 ; ISA 62443-3-3:2013 SR 5.1, SR 5.2, SR 5.4 ; ISO/IEC 27001:2013 A.12.2.1, A.16.1.5 ; NIST SP 800-53 Rev. 4 IR-4

4.4.2. RS.MI-2: Incidents are mitigated

References: CIS CSC 4, 19 ; COBIT 5 APO12.06 ; ISA 62443-2-1:2009 4.3.4.5.6, 4.3.4.5.10 ; ISO/IEC 27001:2013 A.12.2.1, A.16.1.5 ; NIST SP 800-53 Rev. 4 IR-4

4.4.3. RS.MI-3: Newly identified vulnerabilities are mitigated or documented as accepted risks

References: CIS CSC 4 ; COBIT 5 APO12.06 ; ISO/IEC 27001:2013 A.12.6.1 ; NIST SP 800-53 Rev. 4 CA-7, RA-3, RA-5

4.5. Improvements (RS.IM)

4.5.1. RS.IM-1: Response plans incorporate lessons learned

References: COBIT 5 BAI01.13 ; ISA 62443-2-1:2009 4.3.4.5.10, 4.4.3.4 ; ISO/IEC 27001:2013 A.16.1.6, Clause 10 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, IR-8

4.5.2. RS.IM-2: Response strategies are updated

References: COBIT 5 BAI01.13, DSS04.08 ; ISO/IEC 27001:2013 A.16.1.6, Clause 10 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, IR-8

5. RECOVER (RC)

5.1. Recovery Planning (RC.RP)

5.1.1. RC.RP-1: Recovery plan is executed during or after a cybersecurity incident

References: CIS CSC 10 ; COBIT 5 APO12.06, DSS02.05, DSS03.04 ; ISO/IEC 27001:2013 A.16.1.5 ; NIST SP 800-53 Rev. 4 CP-10, IR-4, IR-8

5.2. Improvements (RC.IM)

5.2.1. RC.IM-1: Recovery plans incorporate lessons learned

References: COBIT 5 APO12.06, BAI05.07, DSS04.08 ; ISA 62443-2-1:2009 4.4.3.4 ; ISO/IEC 27001:2013 A.16.1.6, Clause 10 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, IR-8

5.2.2. RC.IM-2: Recovery strategies are updated

References: COBIT 5 APO12.06, BAI07.08 ; ISO/IEC 27001:2013 A.16.1.6, Clause 10 ; NIST SP 800-53 Rev. 4 CP-2, IR-4, IR-8

5.3. Communications (RC.CO)

5.3.1. RC.CO-1: Public relations are managed

References: COBIT 5 EDM03.02 ; ISO/IEC 27001:2013 A.6.1.4, Clause 7.4

5.3.2. RC.CO-2: Reputation is repaired after an incident

References: COBIT 5 MEA03.02 ; ISO/IEC 27001:2013 Clause 7.4

5.3.3. RC.CO-3: Recovery activities are communicated to internal and external stakeholders as well as executive and management teams

References: COBIT 5 APO12.06 ; ISO/IEC 27001:2013 Clause 7.4 ; NIST SP 800-53 Rev. 4 CP-2, IR-4

Created at: 10/17/2022 3:43:51 PM

Updated on : 10/17/2022 3:44:27 PM

License : © Creative commons :
Attribution / Pas d'utilisation commerciale
CC-BY-NC Attribution Pas d'utilisation commerciale

author :
Dastro Naute


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